Processes
•To Solve Issues relating to Customer Service and Operational Issues
•To meet and surpass agreed SLA measures.
•Accurate check and release of new loan draw down, rollover of loans and other loan maintenance activities
•Accurate check and release of fee transactions
•Accurate checking of diary system so that all actions are correctly done on due date.
•Ensure timely reply/holding replies to Queries/Emails raised by business units across the group
•Accurate checking and timely submission of Group/Regulatory returns (if any)
•Ensure that entries to Customer Accounts and General Ledger Accounts are prepared, checked and posted correctly.
•Ensure that all first pass errors are captured without bias and submitted to the Unit Manager for KPI, 2 working days after the month end.
•Ensure all complaints/second pass errors on their team/themselves are logged in and submitted to the Unit Manager for KPI, 2 working days after the month end.
•Ensure that Productivity/Accuracy/timeliness MIS is updated periodically
•Ensure staff performance is monitored on a continuous basis and feedback provided at regular intervals
•Actively participate and encourage participation of team members in out serve/ideal projects and initiatives.
•Ensure proper training is given to team members whenever required.
•Ensure zero tolerance areas like Nostro and Suspense reconciliations are done and to date.
•Support action points / accepted suggestions of Audit teams (QA, CORAM, GIA etc.) are implemented in the work place within the accepted timelines.
•Ensure mails are responded completely, comprehensively and immediately. In cases where response cannot be prepared immediately, suitable holding response is forwarded with reasonable timelines for completion.
•Participate in team meetings and ensure implementation of agreed action points.
•Attend nominated classroom trainings and complete e-learnings on time.
•Support implementation of key projects.
•Diarize transactions which needs manual control and ensure action on or before due date.
•Update productivity and error data correctly.
•Gain knowledge in system and process and keep up to date.
•Ensure timely archival of records with service provider and proper maintenance of inventory of archived records.
People & Talent
•Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
•Ensure identified back up staff is trained
Risk Management
•Support CST RP by providing necessary samples/clarifications.
•To escalate unit’s OR issues and losses to Manager
Governance
•Ensure timely escalation to Senior Management of any exception noticed related to work and environment.
•To always strive to have a positive VOC
Regulatory & Business Conduct
•Display exemplary conduct and live by the Group’s Values and Code of Conduct.
•Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
•Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
•Ensure strict compliance to Group Code of Conduct at all times.
•Compliance with all relevant Group Policies related to Wholesale Banking
•Compliance with all relevant Group Money Laundering Prevention Policy
•Compliance with Group Operational Risk procedures
Key stakeholders
•Peers, Subordinates and Managers in GLS.
•Peers in other units in GBS India
•Peers in other Business Functions / Supporting Units like CRC, CLM Ops, LDU, SDU, Trade Ops.
•Peers in country like Client Managers, Relationship Managers, Business Functions, Loans & Agency, Syndications, Products.
Other Responsibilities
•To actively participate in BCP / DR and any other UAT.
•Actively participate in Out serve / Ideal Projects and Initiatives
•Participation in engagement and CSR activities
•Embed Here for good and Group’s brand and values in GLS
•To prepare/provide inputs for all MIS submission.