Lead Risk & Control Analyst

Nomura · Banking & Financial Services

Mumbai, India
On-site
Posted today

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About the job

Nomura Overview:

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com .

Nomura Services, India supports the group’s global businesses. With world-class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support, the firm plays a key role in facilitating the group’s global operations.

At Nomura, creating an inclusive workplace is a priority. Our approach to inclusion encompasses a variety of initiatives, including sensitization campaigns, implementing conducive policies & programs, providing infrastructure support and engaging in community events. Over time, we have made meaningful progress in these areas, and this commitment has been well-recognized across the industry. We are proud recipients of the prestigious Top 10 Employers award by the India Workplace Equality Index (IWEI), IWEI Gold Employer of Choice awards, India CSR Leadership Award 2024 for Holistic Village Development Program and the YUVA Unstoppable Changemaker Awards.

Divisional Overview:

The GCIO function oversees group-wide technology, operations, and our data office. Our purpose is to support Nomura’s business strategy and deliver consistent group-wide services based on common operating principles. We are aligned to our key businesses across the group and operate enterprise-wide functions for risk management, governance and controls, supply chain and infrastructure.

The Chief Controls Office (CCO) is a key function within GCIO and our purpose is aligned to the GCIO Strengthen & Protect strategic pillar. We are a global team focused on strengthening our non-financial risk management framework enabling the business to accelerate strategic delivery, whilst enhancing our ability to dynamically manage risks and evidence that we are operating in control.

CCO function is on a multi-year global transformation journey which starts with building the right foundations especially the right skills and capabilities within our global team.

Business Overview:

Nomura in Powai is looking for a Controls Assurance Analyst to join the Global Controls Assurance Centre of Excellence. The candidate will be responsible for design adequacy and operating effectiveness testing of controls relevant to GCIO risks – such as Information Technology (IT), Information Security (IS), Data Management etc.

This is an excellent opportunity for an experienced Controls Tester looking for a career development opportunity. They will play a pivotal role within GCIO – CCO in managing the Global GCIO controls assurance function.

The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills .

Role & Responsibilities:

Execute controls testing procedures in accordance with the established methodology and testing plans, ensuring the accuracy and completeness of testing activities.

Document testing workpapers clearly and concisely, providing sufficient evidence to support findings and conclusions, including recommendations for remediation and management action.

Identify and escalate potential control deficiencies and areas for improvement, providing supporting documentation and analysis.

Analyse testing results, identify trends and patterns that may indicate control weaknesses or areas of heightened risk.

Collaborate with various departments within GCIO for control walkthroughs, sampling, evidence collection etc.

Maintain up-to-date knowledge of industry standards and best practices related to controls testing.

Support the creation of GCIO Controls Assurance management information (MI)

Participate in audits and assessments, providing support and insights as needed.

Actively participate in team meetings and discussions, contributing ideas and insights to enhance the effectiveness and efficiency of controls assurance activities.

Support Controls Assurance Lead to continuously identify and implement improvements within the assurance framework.

Mandatory Skill Set :

7 to 9 years’ experience in Information Security controls testing.

Strong understanding of Information Security, for example, data protection, vulnerability assessment, penetration testing, security events and monitoring, data loss prevention, endpoint detection and response, network security etc

Knowledge of industry standards like NIST and ITIL

Excellent analytical and problem-solving skills

Exceptional communication skills, both verbal and written, with the ability to influence and engage stakeholders at all levels.

Experience operating in a regulated environment and managing stakeholders across the Three Lines of Defense.

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